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Course Prefix: LAW   Course #: 311   Keywords:     showing 0 to 1

LAW 311LEC Banking and Financial Compliance


This class is designed to give students a practical understanding of the laws and regulations encountered by banking and financial professionals. This course begins with an overview of the ┬┐dual banking┬┐ system in the United States and the distinct state and federal regulations and bodies that govern financial institutions. Students will learn to navigate the different sources of regulation, evaluate and prepare guidance memoranda for internal use, and address inquiries and enforcement proceedings brought by regulators.

Credits: 3
Grading: Graded (GRD)
Typically Offered: Fall, Spring
Prerequisites: LAW 101 and LAW 202
Published: Oct 04, 2021 12:32:11